Wednesday, March 31, 2010

The Santaroga Barrier - Frank Herbert

A couple of years back Tor reissued four of Frank Herbert's novels in absurdly cheap paperback format. For some of these titles it had been quite a while since they'd been in print and despite a poor quality of the paperbacks I snapped them up as soon as they were published. Thankfully Tor realized it's mistake and reissued another four novels in a somewhat more durable format a while later. These first four reissues contained what I consider Herbert's best novel (The Dosadi Experiment) as well as the worst (The Green Brain). All four are quite different from his famous Dune novels but in quite a few you can see themes returning he used in those books. The Santaroga Barrier is one of his more interesting novels. A deceptively simple story really.

Psychologist Gilbert Dasein is assigned a market study of the peculiar town of Santaroga. On the surface everything seems normal but closer inspection reveals a number of strange things about the town. All businesses are locally owned. Outside businesses are allowed into the valley but quickly go belly up as none of the locals will shop there. There is no psychological disorders, no juvenile delinquency, no crime worth mentioning and no food-stuffs form outside the valley can be sold there. Something is decidedly odd about the place.

Dasein knows two investigators have tried to study the town before and neither lived to tell the tale. No violence mind you, just accidents. All together it is enough to put him on edge. He has reason to believe he will be more successful though. Dasein has met a girl from Santaroga in college and he's still deeply in love with her. If not for her insistence of returning to the valley they would have a future together. More than enough reason for Dasein to find out what's so special about the place.

The Santaroga Barrier was first published in serialized from in Amazing Stories in 1967 and 1968, only a few years after his big hit Dune. Psycho-active substances were clearly still on his mind at that time. Then again, how could they not have been in an era when LSD was quite popular. There obviously is something different about the people in Santaroga and that difference is caused by a mysterious substance known to the locals as Jaspers. The effect is profound but not immediately recognizable if you don't know what to look for. Daseis, as a trained psychologist, does know what he is looking for and he quickly notices the brutal honesty of the people in Santaroga as well as their brusque, straightforward manner and use of language. The first of many clues about the nature of Santaroga.

The effect of Jaspers is apparently based on the work of Martin Heidegger, a German philosopher best known for his 1927 book Sein und Zeit (Time and Being). He's quite a controversial figure because of his involvement with Nazism. The main character's last name is borrowed from one of the key concepts in Heidegger's work: 'dasein'. A word that consists of the word 'da' which could be translated as 'there' and the word 'sein" which means 'to be'. His philosophy is way over my head but one could say Heidegger's project is to investigate the sense of being. It's hard to pin down what makes the Santarogans different from ordinary people but if I had to try I'd say they are more aware of themselves and their community, shaper, harder to fool. This mindset has it's consequences for the way the Santarogans have shaped their community.

Besides the effect of Jaspers on the individual, Dasein soon discovers there is another level of change as well. Throughout the novel there are hints of a group mind at work. This process seems to be almost entirely unconscious but several near fatal accidents convince Dasein that the town as a whole considers the outside world which he represents as a threat. It raises a suspicion bordering on paranoia in Dasein. The gradually building suspicion and the process of Dasein fitting together the clues he finds makes for some very interesting, if not particularly light, reading.

I guess one could read The Santaroga Barrier as a more or less standard science fiction story about a remote somewhat strange community hiding a big secret. On the surface it is just that. Herbert has built in an impressive deeper layer of meaning in the seemingly trivial everyday occurrences in the book. I'm not at all familiar with the work of Heidegger and Karl Jaspers, who apparently is another major influence on this novel. I would not be surprised that if you are, there's a lot more to this novel than I have discovered.

Like a lot of science fiction novels of this era, it does not excel in great characterization. In fact, I thought that Dasein's girl Jenny was a very poorly drawn character. She seems to be genuinely happy to see him show up in Santaroga, but other than an incentive for Dasein to stay, she doesn't add all that much to the story. It would have been interesting if Herbert had made a bit more work of developing her character and the relationship between the two. The main character and the entire book are very focussed on solving the puzzle, on defusing the crisis that is brewing. That is not something everybody will appreciate in this book.

I guess thematically and stylistically The Santaroga Barrier is a book of it's time. It leans very heavily on the ideas Herbert used as an inspiration. What makes this book stand out is the depth of these ideas. To Herbert they were not merely interesting concepts. He delved deeply and conveyed part of that interest and understanding in this book. It does not have the epic scope and wide variety of themes of the Dune saga but of all his works outside that setting, The Santaroga Barrier is probably the most underrated. It's a short but challenging read. If you are looking to explore Herbert's work beyond Dune, this book would be a good choice.

Book Details
Title: The Santaroga Barrier
Author: Frank Herbert
Publisher: Tor
Pages: 250
Year: 2002
Language: English
Format: Mass Market Paperback
ISBN: 0-765-34251-0
First published: 1968


  1. Fantastische tip! Dank je hiervoor, Hans.

  2. Graag gedaan! Laat me weten wat je er van vind ;)

  3. Eindelijk heb ik het boek gevonden en gelezen. Hoewel mijn verwachtingen wellicht wat te hoog waren gespannen vond ik het toch een uitermate origineel boek in conceptueel opzicht. De moeite om te lezen. Ik vrees wel dat een zeker deel van wat Herbert tot uitdrukking heeft willen brengen aan mij is voorbijgegaan. Het boek lijkt me inderdaad (te) sterk te steunen op de ideeën van de filosofen (M. Heidegger, K. Jaspers, en misschien ook M. Scheler?) waarnaar hij (on)rechtstreeks verwijst. Maar Herbert probeert tenminste deze ideeën zelfstandig tot uitdrukking te brengen wat ik op zich al lovenswaardig vind. Belangrijk: Heb ik het nu goed begrepen dat Dasein Selador onbewust heeft omgebracht? In ieder geval hoop ik dat je doorgaat met je reviews,...

  4. Ik denk het wel ja, op een gegeven moment geeft Daseis zijn verzet tegen ... Japers zullen we maar zeggen ... op. Vanaf dat moment reageert hij min of meer als de andere inwoners van Santaroga.

    Herbert heeft wel meer boeken geschreven die erg zwaar leuenen op het concept en daardoor vrij ontoegankelijk zijn. Ik vind het meestal wel de moeite om het toch te proberen ;)

  5. Great review of a under appreciated Herbert classic in my opinion.

  6. Thank you :D

    Personally I think it is one of his stronger non-Dune books, although The Dosadi Experiment tops them all.

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  8. This is a book I reread quite often. Of course I like his other books, especially The Dosadi Experiment. But I read this one more often than any other.

    Telepathy at an unconcious level that creates a very real collective unconscious is an interesting concept. The book poses a question rather than a conclusion about whether this is a good thing. How would you feel about becoming one of them?

    I often wonder about how this story could be extended if the outside really did get the proof they wanted. Would Santaroga really lie down and die or would they fight and how effective would they be?